Tag: FCPA

The Government fiscal year concluded on Saturday. A Government shutdown was avoid. At the same time the drive to file new cases at the Commission ended. In the last week of the fiscal year the Commission filed 53. Those cases …

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The Commission filed a series of new cases largely, but not exclusively, in its traditional areas. They included, offering frauds, books and records and a breach of duty claims. An FCPA case was also filed along with an unregistered broker/trading …

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