Tag: FCPA

This Week In Securities Litigation (Week ending Feb. 15, 2019)

The Commission initiated enforcement actions centered on insider trading, a sham transaction and a lack of auditor independence this week. The insider trading case charged a former high-ranking Apple attorney tasked with administrating the firm’s insider trading policy while the

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DOJ Corruption Charges Snare Hawaii Business Man, Foreign Official

While the government shutdown dragged on, the Courts and the Department of Justice continued to investigate and prosecute FCPA and related actions. One resulted in a guilty plea by a business man in Hawaii. U.S. v. Lyon, No. 1:19-cr-00008 (D.

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