Tag: FCPA

DOJ, SEC Settle FCPA Charges with Another Foreign Issuer

Many of the anti-corruption/FCPA cases brought by the SEC and DOJ involve foreign issuers. Whether this results from the management structure, the culture or from other issues is unclear. Nevertheless, the trend continues. The most recent such action is illustrative.

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This Week In Securities Litigation (Week ending March 29, 2019)

The Commission prevailed in the Supreme Court this week for the first time in years. The High Court concluded that the agency can charge as a primary violation of Section 10(b) any conduct that falls within the language of the

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