Tag: EB-5

SEC Files Another Unregistered Broker Action Tied to EB-5

The Commission has brought a series of unregistered broker actions in recent years – the cases have become a staple of Enforcement. One of the areas which seems to generate a continuing series of these cases is the EB-5 program.

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This Week In Securities Litigation (Week ending June 23, 2017)

The first criminal charges against a major international bank and four of its executives tied to the market crisis were brought this week by the SFO. The charges were based on actions the firm took with private lenders to avoid

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