Tag: DOJ

DOJ, SEC Charge Associate GC with Insider Trading

Insider trading seems to be the theme of the day. First there was trading on the Amazon/Whole Foods deal. Then the end of a three-chain insider trading ring. Now and Associate General Counsel of SeaWorld has pleaded guilty to DOJ

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Last Member of Insider Trading Ring With Three Chains Sentenced

Rodolfo Sablon was sentenced to serve six months in prison and pay forfeiture of $923,566 along with a $5,000 fine based on his role in an insider trading scheme. Previously, Mr. Sablon pleaded guilty to one count of conspiracy to

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