Tag: DOJ

This Week In Securities Litigation (Week ending Feb. 2, 2017)

Spoofing pushed crypto currencies off the front page of securities litigation this week, although the SEC did bring another action centered on virtual currencies as well as a suspicious trading case. The DOJ filed six criminal spoofing cases this week

Posted in SECActions Tagged with: , , , , , ,

DOJ, CFTC File Series of Criminal And Civil Spoofing Cases

The Department of Justice filed six criminal spoofing cases, its largest criminal futures market case. The Commodity Futures Trading Commission simultaneously announced eight spoofing case, five of which parallel the DOJ actions and three against large, international banks. Previously only

Posted in SECActions Tagged with: , ,