Tag: DOJ

This Week In Securities Litigation (Week ending Nov. 10, 2017)

The DOJ unsealed criminal charges against five individuals involved in the Rolls-Royce FCPA action previously brought by the DOJ, SFO and Brazilian authorities. The charges were filed in the Southern District of Ohio. Each executive except one pleaded guilty. Last

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Hedge Fund Manager Sentenced to Prison

A claimed hedge fund manager was sentenced to prison after pleading guilty to conspiracy to commit securities and wire fraud. Defendant Nicholas Mitsakos founded Matrix Capital, a California state registered investment fund in late 2013. Subsequently, Mr. Mitsakos marketed the

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