Tag: DOJ

The Martoma Insider Trading Decision – Business, Gifts and Friends

The Second Circuit split over the question of gift giving in insider trading cases, upholding the conviction of former SAC Capital healthcare stock analyst Mathew Martoma. The decision is the first circuit court case to interpret the question in the

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Trading in Opaque Markets: Fraud, Materiality and Compliance

This is the final segment of an occasional series regarding a group of criminal and civil securities fraud actions involving trading in opaque markets and the lessons that can be drawn the prosecutions; segment one is here, two here and

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