Tag: crypto currency

SEC Continues to Focus on Microcap Fraud

The Commission continues to crackdown on microcap fraud, particularly those in the crypto currency space which try to lure investors by claiming that the agency have given its seal of approval to the transactions. One new matter focused on a

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This Week In Securities Litigation (Week ending September 14, 2018)

The Commission filed settled actions this week centered on the manipulation of a pharmaceutical firm’s shares by a short seller and the efforts of an outsourced CFO to evade currency restrictions for China based issuers by transmitting expense payments to

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