Tag: Conflicts of interest

The SEC charged another investment professional with fraud and self-dealing. SEC v. Ahmed, Civil Action No. 3:15-cv-00675 (D. Conn. Filed May 5, 2015). Defendant Iftikar Ahmed is an investment professional who was a partner at Oak Investment Partners, a multistage …

Investment Professional Charged with Fraud, Self-Dealing by SEC Read More »

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A review of SEC and securities enforcement actions this week.

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