Tag: CFTC

This Week In Securities Litigation (Week ending May 24, 2018)

A new report from TRAC, an affiliate of Syracuse University, reports that the number white collar prosecutions have continued to fall in the first half of FY 2018. Specifically, the number of those actions is at its lowest point in

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Two Significant Losses For the CFTC

The Dodd-Frank Wall Street Reform Act strengthened the jurisdiction and enforcement capabilities of the CFTC in a number of respects. Once key provision concerned Retail Commodity Contracts, under CEA Section 2(c)((2)(D). It provides that the CFTC shall have jurisdiction over

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