Tag: CDOs

The SEC filed two settled actions at the end of last week tied to the residential mortgaged backed securities market. SEC v. J.P. Morgan Securities LLC (S.D.N.Y. Filed Nov. 16, 2012); In the Matter of Credit Suisse Securities (USA) LLC, …

Lessons from the Market Crisis: Two New Cases, the End of Another Read More »

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The Commission brought another enforcement action arising out of the multi-million loss suffered by five Wisconsin school districts induced to purchase highly leveraged notes tied to the performance of synthetic collateralized debt obligations or CDOs. In the Mater of RBC …

SEC SETTLES SUITABILITY CASE TIED TO SELLING CDOs TO SCHOOLS Read More »

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