Tag: Appointments Clause

SEC Venue Selection: Avoiding Ground-Hog Day

The Supreme Court agreed to determine whether the SEC’s use of hearing officers is contrary to the Constitution’s Appointments Clause in an order entered in Raymond J. Lucia Companies v. SEC, No. 17-130 on Friday, January 12, 2018 . Both

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SEC ALJs Before the Supreme Court: Will the Court Take The Issue?

The validity of the SEC ALJs’ under the Constitution’s Appointments Clause is a critical issue the Supreme Court is considering for addition to its docket this term which will begin on the first Monday in October. Petition for Writ of

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