Tag: anti-corruption

This Week In Securities Litigation (Week ending Jan. 19, 2017)

The Supreme Court agreed to hear the appeal from the D.C. Circuit of Raymond J. Lucia Companies on the question of whether the Constitution’s Appointments Clause applied to SEC ALJs. While the Court will presumably resolve the split in the

Posted in SECActions Tagged with: , , , , ,

Another Corporate Executive Indicted for FCPA Violations

The Department of Justice continues to focus on individuals in FCPA cases, consistent with the dictates of the Yates memo. The President of a Maryland based transportation company was named in an eleven count indictment centered on FCPA violations involving

Posted in SECActions Tagged with: , ,