Tag: anti-corruption

This Week In Securities Litigation (Week ending May 4, 2018)

Panasonic and one of its subsidiaries paid over $280 million to settle FCPA charges with the DOJ and the SEC this week. The charges are based on a years long scheme in which the subsidiary paid bribes centered in the

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This Week In Securities Litigation (Week ending April 20, 2018)

The Commission proposed a package of rules and interpretations focused on retail investors. At the center of the package is proposed Regulation Best Choice focused on the relation between brokers and their clients. The agency brought another action against an

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