Year: 2018

Companies that put “blockchain” or a similar word in their name often attract significant attention from the investing public as well as regulators. The phenomenon is so well established that Chairman Clayton included a warning to firms that add such …

SEC Charges Company, CEO With Illegal Stock Sales to Three Investors Read More »

Tagged with: ,

The Commission, in conjunction with the Manhattan U.S. Attorney’s Office, filed an insider trading case against a sitting U.S. Congressman, his son and others. The case, based on a drug trial failure at a firm on whose board the Congressman …

This Week In Securities Litigation (Week ending August 10, 2018) Read More »

Tagged with: , , , ,