Steven Cohen settled his long running case with the SEC. In the Matter of Steven A. Cohen, Adm. Proc. File No. 3-15382 (January 8, 2016). In the settlement Mr. Cohen consented to the entry of an order which precludes him …
Year: 2016
This Week In Securities Litigation (Holiday edition, Dec. 18, 2015 to Jan. 8, 2016)
During the holiday period the SEC filed three insider trading cases as administrative proceeding. Three actions were brought involving major Wall Street banks; one centered on “parking” allegations involving Morgan Stanley and a broker; a second on undisclosed conflicts at …
This Week In Securities Litigation (Holiday edition, Dec. 18, 2015 to Jan. 8, 2016) Read More »