The Division of Enforcement altered its long standing policy on one of its key settlement terms last week. Traditionally, the Division has permitted defendants to settle enforcement actions without admitting or denying the allegations in the complaint expect as to …
Year: 2012
THIS WEEK IN SECURITIES LITIGATION (Dec. 30, 2011 to Jan. 7, 2012)
The new year began with Congressional testimony on two recurring subjects: The implementation of the Dodd-Frank Wall Street Reform Act and Congressional insider trading. SEC Chairman Mary Schapiro furnished Congress with a report card on the Commission’s implementation of the …
THIS WEEK IN SECURITIES LITIGATION (Dec. 30, 2011 to Jan. 7, 2012) Read More »
Tagged with: Dodd Frank, financial fraud, Insider trading, investment fund fraud, secactions, social media