Year: 2011

The Supreme Court handed its second ruling this Term which favors plaintiffs in securities class actions. What may well be the most important securities decision by the Court this term has yet to be decided. SEC enforcement brought additional insider …

THIS WEEK IN SECURITIES LITIGATION (June 10, 2011) Read More »

Defending a company or an individual in an SEC investigation is, like representing a client in court, more often than not about credibility. The approach and tactics must be credible. Counsel and the client must be credible. Good, well prepared …

CREDIBILITY AND DEFENDING SEC INVESTIGATIONS Read More »

Tagged with: , ,