Year: 2009

New policies and a new enforcement director are the talk of the SEC this week. SEC Chairman Mary Schapiro reversed the pre-clearance penalty policy of former Chairman Cox, while speeding the process for the staff to obtain formal orders. The …

This Week In Securities Litigation (February 13, 2009) Read More »

The Department of Justice and the SEC continued to focus on FCPA enforcement, setting records in the process. With the ink hardly dry on the Siemens record-setting deal, DOJ and the SEC combined to set another record: the largest combined …

Another FCPA Record: The Largest Combined FCPA Settlement Paid By U.S. Companies Read More »