Year: 2019

The Supreme Court may reshape SEC Enforcement by the end of this Term. The Court has already heard argument in Lorenzo v. SEC, No. 17-1077where the critical issue is the scope of primary liability under Exchange Act section 10(b). That …

The Supreme Court and Securities Litigation: Emulex

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The Government partial shutdown continued this week with no end in sight. That left the SEC with a skeletal staff handling essential matters such as litigation since the federal courts continue to operate even if their websites do not. Despite …

This Week In Securities Litigation (Week ending Jan. 11, 2019) Read More »

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