Year: 2018

The retail investor focus of SEC Enforcement continued this week. First there was an action based on a microcap fraud. Then a case involving the so-called “blockchain evangelist” and crypto currency fraud and then a touting proceeding involving a microcap …

SEC: Broker Defrauded Long Time Clients in Fake Land Deal Read More »

Tagged with: , ,

All things virtual currency or crypto continue to draw significant investor interest. The SEC’s most recent case in this area combines many of the elements of earlier actions as well as those on the “Howeycoin” website recently created by the …

SEC Secures Freeze Order Over TBAR Digital Currency Read More »

Tagged with: ,