Year: 2018

This Week In Securities Litigation (Week ending Feb. 16, 2018)

Each SEC Commissioner joined a statement saying “Thank you Jacob” and fair well to perhaps the longest tenured staff member at the agency, Jacob Stillman. Jake joined the staff in 1962 and served in various capacities for 55 years. For

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SEC Files Another Action Centered on Trading in Opaque Markets

The Commission filed another action centered misrepresentations made in opaque trading markets for mortgage backed securities. Unlike its earlier actions in this area, however, the case settled simultaneous with filing. In the Matter of Deutsche Bank Securities Inc., Adm. Proc.