Year: 2018

SEC’s OCIE Announces National Exam Program Priorities

The SEC’s Office of Compliance Inspections and Examinations (“OCIE”) published its National Exam Program Examination Priorities (here). This year’s publication comes in the form of a brochure, much like the one issued by the Division of Enforcement in November 2017,

This Week In Securities Litigation (Week ending Feb. 9, 2018)

Cryptocurrencies continued to be an important topic of discussion this week. The Chairman of the SEC and the Chairman of the CFTC testified before the Senate Banking Committee on the subject. Securities class actions filings continued to surge this week.

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