Year: 2018

Accounting and auditing cases have long been a staple of SEC enforcement. While the PCAOB has had jurisdiction over matters relating to registered audit firms and their members, the Commission has continued to focus on proceedings involving these critical gatekeepers. …

Three BDO Auditors Sanctioned by SEC For “Backdated Audit” Read More »

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Earlier this year Chairman Clayton in cautioning investors regarding the volatile nature of crypto assets, warned market participants about adding terms such as “blockchain” to the firm name to hype the price of the stock. Now, as the market has …

This Week In Securities Litigation (Week ending October 12, 2018) Read More »

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