Year: 2018

SEC Charges Company, CEO With Illegal Stock Sales to Three Investors

Companies that put “blockchain” or a similar word in their name often attract significant attention from the investing public as well as regulators. The phenomenon is so well established that Chairman Clayton included a warning to firms that add such

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This Week In Securities Litigation (Week ending August 10, 2018)

The Commission, in conjunction with the Manhattan U.S. Attorney’s Office, filed an insider trading case against a sitting U.S. Congressman, his son and others. The case, based on a drug trial failure at a firm on whose board the Congressman

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