Year: 2018

SEC Files Two Microcap Fraud Actions

The Commission’s focus on the retail investor is well illustrated by two cases involving microcap frauds first announced at the end of last week. One centered on a penny stock manipulator known as the “Mailman” and involved the efforts over

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This Week In Securities Litigation (Week ending March 9, 2018)

Virtual currencies were front and center again this week. The SEC’s Divisions of Enforcement and Trading and Markets issued a rare joint statement cautioning investors about trading virtual currencies. At the same time the CFTC secured a ruling affirming its

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