Month: October 2018

DOJ Charges Executives With FCPA Violations

FCPA enforcement and the prosecution of individuals continues to be a key area of focus for the Department of Justice. This week the Department filed a superseding indictment against two business men caught on tape by undercover agents discussing the

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SEC, Yorkville Advisors Stipulate To Dismissal of Action Against Adviser

The Commission and Yorkville Advisors, LLC stipulated to the dismissal of the enforcement action brought against the adviser centered largely on valuation questions following a ruling in which the Court largely granted a defense motion for summary judgment. See Lit.

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