Month: July 2018

Commission Files Another Offering Fraud Action

While offering fraud actions have long been a Commission staple, with the advent of the retail investor focus there seems to be an increase in the number of these cases being brought. In the latest variation of these cases the

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SEC Charges Recidivist with Manipulation

Last week the U.S. Attorney’s Office for Manhattan obtained a guilty plea in a securities fraud action from a defendant who engaged in the fraudulent activity while out on bail on another criminal securities case. See, SEC v. McFarland, Civil

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