Month: May 2018

This Week In Securities Litigation (Week ending June 1, 2018)

The retail investor focus of SEC Enforcement continued in this holiday shortened week. First, there was an action based on a microcap fraud. Then a case involving the so-called “blockchain evangelist” and a crypto currency fraud. Another case focused on

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SEC: Broker Defrauded Long Time Clients in Fake Land Deal

The retail investor focus of SEC Enforcement continued this week. First there was an action based on a microcap fraud. Then a case involving the so-called “blockchain evangelist” and crypto currency fraud and then a touting proceeding involving a microcap

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