The goal was to get the pink sheets traded firm listed on NASDAQ. A key requirement is that the share price be at or above $2.00 for ninety consecutive trading days. Two former and one current registered representative schemed to …
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The Martoma Insider Trading Decision – Business, Gifts and Friends
The Second Circuit split over the question of gift giving in insider trading cases, upholding the conviction of former SAC Capital healthcare stock analyst Mathew Martoma. The decision is the first circuit court case to interpret the question in the …
The Martoma Insider Trading Decision – Business, Gifts and Friends
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