Year: 2017

Internal controls has been at the center of a number of Commission enforcement actions in recent months. Its most recent action in this area focuses on a firm that recognized revenue in a manner that was inconsistent with its own …

SEC – Government Contracts Firm Settle Internal Controls Action Read More »

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The Port Authority of New York and New Jersey is a significant participant in the capital markets with about $20 billion in debt outstanding. Tracing its history to 1921 when the two states entered into an interstate compact approved by …

NY-NJ Port Authority Admits Violating Federal Securities Laws Read More »

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