Year: 2017

SEC Charges Two Friends With Insider Trading

Two friends decided to trade on inside information one obtained from his work. The plan was to conceal the connection to the information and the insider by having all the trading done by the man not employed by the take-over

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This Week In Securities Litigation (Week ending Dec. 15, 2017)

The Commission had one win and two losses in court over the last week, one of which may have a long term impact on its cases. In a case centered on two alleged microcap manipulations the court dismissed the complaint

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