Year: 2017

SEC Enforcement: Another Look At Last Fiscal Year

The SEC published its statistics for the last fiscal year in a glossy report centered on a discussion of the new retail/cyber focus of the Enforcement Division. Statistics are not the sole measure of success the agency stated. Select statistics

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This Week In Securities Litigation (Week ending Nov. 17, 2017)

The Commission published a report on the new focus of the Enforcement Division, listing key priorities as cases involving retail customers and cyber issues. Groups have been established within the Division to focus on each of these priorities. The Commission