Year: 2017

Spinning Debt Into Profits Yields SEC Fraud Charges

A miller claimed his daughter could spin straw into gold, according to the fable by the Brothers Grimm. And so she did – with a little help from a secret deal with Rumpelstiltskin. A turnaround artist hired by two underwater

Tagged with: , ,

This Week In Securities Litigation (Week ending June 9, 2017)

Chairman Clayton continued to build the senior staff this week, appointing Acting Enforcement Division Director Stephanie Avakian and Sullivan and Cromwell partner Steven Peikin as Co-Directors of the Division of Enforcement. The new Division co-directors identified cyber crime as the

Tagged with: , , ,
Top