Year: 2016

SEC Partially Resolves One Action, Concludes Another

The SEC announced the partial resolution of one action last week and the conclusion of another. One centered on the collapse of Dewey & LeBoeuf, LLP. The other concluded an insider trading action involving inside information gleaned from the credit

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This Week In Securities Litigation (Week ending February 26, 2016)

At SEC Speaks Chair White noted that the SEC is more than a disclosure agency. In areas like exchange regulation financial standards and investment advisers the Commission engages in substantive regulation, suggesting perhaps the focus for the future. Commissioner Stein,

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