Year: 2016

The SEC filed another insider trading action as an administrative proceeding – a continuing trend. This action may also represent another trend – it is the second which names as a Respondent a member of the finance department for the …

Dress Barn Finance Department Yields Another SEC Insider Trading Action Read More »

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The Commission filed two settled FCPA cases this week. On was resolved with the payment of almost $800 million to the SEC, DOJ and Dutch regulators where about $114 million in bribes were paid. The other centered on the payment …

This Week In Securities Litigation (Week ending February 19, 2016) Read More »

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