When anyone discusses insider trading these days Newman invariably becomes a key topic. Prosecutors decry the decision and its tipping standard. Little doubt why. It has been offered as a defense in innumerable cases. A number of insider trading convictions …
SEC-USAO Bring Insider Trading Case That is “Newman-Proof” Read More »
This Week In Securities Litigation (Week ending February 5, 2016) The Commission filed another group of settled actions under its initiative regarding municipal bond underwriters. This time a group of fourteen actions were filed. Each centered largely on claims that …
This Week In Securities Litigation (Week ending February 5, 2016) Read More »