Year: 2016

SEC-USAO Bring Insider Trading Case That is “Newman-Proof”

When anyone discusses insider trading these days Newman invariably becomes a key topic. Prosecutors decry the decision and its tipping standard. Little doubt why. It has been offered as a defense in innumerable cases. A number of insider trading convictions

Tagged with: , ,

This Week In Securities Litigation (Week ending February 5, 2016)

This Week In Securities Litigation (Week ending February 5, 2016) The Commission filed another group of settled actions under its initiative regarding municipal bond underwriters. This time a group of fourteen actions were filed. Each centered largely on claims that

Tagged with: , , , ,
Top