Year: 2016

SEC Offering Fraud Action Built on Duty to Disclose Omissions

The Commission filed another offering fraud action in what has become virtually a continuous stream of these cases. Its latest action centers on the sale of interests in a payday lending business operated in partnership with a federally recognized Native

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This Week In Securities Litigation (Week ending July 15, 2016)

The SEC filed a settled FCPA action in which the employees in the China subsidiary of the firm designed and adopted a bribery scheme to circumvent the compliance procedures the company had installed as a result of an earlier FCPA

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