Year: 2016

This Week In Securities Litigation (Week ending January 15, 2016)

The Commission resolved actions with SAC Capital founder Steven Cohen and the former Chairman of Dewey & Leboeuf in addition to filing settled actions against Goldman Sachs and State Street. The agency also filed another insider trading case as an

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SEC Partially Settles Another Market Crisis Banking Fraud Action

While the market crisis ended years ago, the SEC continues to bring cases relating to the period. Now the Commission has filed a partially settled case against eleven executives of Superior Bank and its holding company based on a financial

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