Month: February 2016

The SEC prevailed in its insider trading/tipping case against two New York brokers were Newman and its tipping standard was a key issue. SEC v. Payton, Civil Action No. 14 civ 4644 (S.D.N.Y.). On Monday a jury in New York …

SEC Prevails in Payton Insider Trading/Tipping Case Read More »

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The SEC announced the partial resolution of one action last week and the conclusion of another. One centered on the collapse of Dewey & LeBoeuf, LLP. The other concluded an insider trading action involving inside information gleaned from the credit …

SEC Partially Resolves One Action, Concludes Another Read More »

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