Year: 2015

The SEC filed a settled insider trading case in which a father is alleged to have misappropriated inside information obtained from his Son who obtained the information from his Girlfriend. The disgorgement he paid included the trading profits of his …

SEC Settles Insider Trading Case Based on Father’s Misappropriation Read More »

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The Department of Justice, in conjunction with 19 states and the District of Columbia, resolved market crisis era suits in a $1.375 billion settlement. The DOJ suit named as defendants rating agency Standard & Poor’s Financial Services LLC and its …

S&P Settles Market Crisis Actions With DOJ, States Read More »

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