Year: 2015

The long ordeal of two former employees of State Street Bank and Trust Company appears to have come to an end. Initially charged by the SEC with making false statements in the mist of the market crisis, the Administrative Law …

First Circuit Reverses SEC In State Street Bank Case Read More »

Tagged with: , , ,

ZeeksRewards is the case that just keeps on giving. The multi-level pyramid and Ponzi scheme has generated two prior SEC enforcement actions. One involved the company, Rex Ventures Group, LLC, and its principal, Paul Burks. SEC v. Rex Venture Group, …

The SEC Files Another Action Based on ZeeksRewards Read More »

Tagged with: , , , ,