Year: 2015

A critical question in insider trading cases currently being brought is whether there are sufficient facts to comply with the Newman personal benefit test – at least if the case is in the Second Circuit. While in many instances it …

SEC Settles Insider Trading Case With Admissions Read More »

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Self-reporting and cooperation were key topics for the SEC and the DOJ in recent remarks at an FCPA conference. SEC Enforcement Director Andrew Ceresney, and Assistant Attorney General Leslie Caldwell both addressed American Conference Institutes’ 32nd FCPA Conference. Both stressed …

The SEC and DOJ Discuss Self-Reporting – Cooperation Read More »

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