Year: 2015

Financial fraud actions have traditionally been a staple of SEC Enforcement. During the market crisis, however, the number of those cases waned. Following the formation of a task force focused on financial statement fraud, and a related data group, many …

SEC Files Settled Financial Fraud Action Read More »

Cybersecurity is one of the current hot topics of discussion. Regulators here and abroad have expressed concern regarding cybersecurity. Breaches are periodically reported in the media. Now the SEC has brought its first enforcement action centered on cybersecurity. In the …

SEC Files Its First Cybersecurity Enforcement Action Read More »

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