The UK Financial Services Authority announced a settled market crisis action in which UBS was fined £9.45 million for exposing sophisticated investors to unacceptable investment risk. From December 2003 through September 2008 the firm sold shares in the AIG Enhanced …
Year: 2013
The Lure of Citizenship is the Key to an Offering Fraud Halted by the SEC
A path to U.S. citizenship premised on an immigration program crafted to help create jobs, and surrounded with misrepresentations and false documents was the lure used by Anshoo Seithi and his controlled entities to defraud 250 investors of millions of …
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