Year: 2013

The Commission filed a settled insider trading action against a husband who is alleged to have misappropriated inside information about a merger from his wife and then traded, reaping illegal profits of over $29,000. SEC v. Balchan, Civil Action No. …

SEC Charges Husband With Insider Trading Using Wife’s Information Read More »

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The Department of Justice brought what is perhaps the most significant market crisis case to date, named as defendants rating agency Standard & Poor’s Financial Services LLC and its parent McGraw-Hill Companies, Inc. The case focuses on ratings given to …

DOJ Files a Significant Market Crisis Case Against S&P Read More »

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