Year: 2013

SEC Settlements: Citigroup is Argued in the Circuit Court

The Second Circuit Court of Appeals heard argument in SEC v. Citigroup Global Markets, Inc., No. 11-5227-cv, one of the most closely watched SEC enforcement actions. The Court’s decision has the potential to shape the future of SEC settlements in

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This Week In Securities Litigation (Week ending February 8, 2013)

The Department of Justice filed one of the most significant market crisis cases this week against a major rating agency as a defendant. The case centers on years of false statements about ratings given to RMBS and CDOs, according to

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