Year: 2013

This Week in Securities Litigation (Week ending November 8, 2013)

A review of SEC and securities enforcement actions this week.

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SEC Files Two Offering Fraud Cases

Offering fraud and Ponzi scheme cases have, in recent years, become a staple of the SEC enforcement division. Some of these cases are simple shams where the promoters lure unsuspecting investors with tales of quick, easy and safe returns. Others

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