Year: 2013

Trends In SEC Enforcement

In the last two years SEC Enforcement has filed record numbers of cases. This is a significant accomplishment. A critical question about those statistics, however, is the composition of the case load. Stated differently, in what areas is the newly

Tagged with: , ,

This Week In Securities Litigation (Week ending January 25, 2013)

Changes at the top of the SEC and the DOJ’s criminal division may signal a new direction for securities enforcement actions. Former U.S. Attorney Mary Jo White was nominated by the President to be SEC Chairman. At the same time

Tagged with: , ,
Top