Year: 2012

The Commission began trial this week in one of its highest profile market crisis cases, SEC v. Reserve Management Company, Inc., Case No. 1:09 CV 4346 (S.D.N.Y. Filed May 5, 2009). The action centers on the collapse of the Primary …

The Trial of A Collapsed Money Fund: Will The Public Finally Win? Read More »

Tagged with: ,

The Commodity Futures Trading Commission is the newly energized market regulator under Dodd-Frank and the tutelage of Chairman Gary Gensler. Its new authority over most of the swaps markets has transformed one of Washington’s smaller agencies into a new power …

CFTC Enforcement Division: Another Record Year Read More »

Tagged with: , , , ,