Year: 2012

The SEC won a significant victory in the Second Circuit, securing a reversal of summary judgment in a closely watched insider trading case. SEC v. Obus, Docket No. 10-4749 (2nd Cir. Decided Sept. 6, 2012). Perhaps even more significant than …

The Second Circuit Crafts A Significant Insider Trading Ruling Read More »

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The SEC settled another significant market crisis case at the close of last week when the founder and president of investment advisory firm ICP Asset Management, Thomas C. Priore and his firm, along with the related entities, agreed to settle …

The SEC Settles Another Significant Market Crisis Case Read More »

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