Year: 2012

The SEC is facing the latest challenge to the way it utilizes its Congressionally delegated authority. Specifically, credit rating firm Egan-Jones Rating Company and its founder and principal Sean Egan filed a complaint against the Commission claiming that it can …

EGAN-JONES SUES SEC TO HALT ADMINISTRATIVE PROCEEDING Read More »

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The SEC announced the filing of civil fraud charges against eleven individuals and eight companies in nine cases. At the same time the U.S. Attorney’s Office for the Southern District of Florida announced the filing of criminal charges against fifteen …

THE SO. DIST. OF FLA. SECURITIES AND INVESTMENT FRAUD INITIATIVE Read More »

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