The Commission brought fraud and insider trading charges against three executives who are alleged to have implemented a massive financial fraud and then sold millions of shares through 10b-5 plans. SEC v. Farha, Civil Action No. 8/12-cv-00047 (M.D. Fla. Filed …
THREE EXECUTIVES CHARGED WITH INSIDER TRADING AND FRAUD Read More »
The municipal bond market scandal continues to spawn guilty pleas. This time Zevi Wolmark, the former chief financial officer and managing director of Rubin/Chambers, Dunhill Insurance Services or CDR, and Evan Zarefsky a CDR vice president, pleaded guilty to criminal …
MORE GUILTY PLEAS IN THE MUNY BID RIGGING INVESTIGATION Read More »