Year: 2012

Shares of privately held high tech companies, such as Facebook and Twitter, have attracted significant investor interest. Many have sought to purchase shares in anticipation of the initial public offering of securities in these companies. As a result, since at …

FIRST SEC ACTIONS BASED ON PRE-IPO MARKET Read More »

Tagged with: , ,

The SEC brought another market crisis case centered on the failure of senior corporate officials to disclose the disintegrating financial condition of their company as the market crisis unfolded. Thornburg Mortgage, Inc. was then the nation’s second largest independent mortgage …

THE COMMISSION’S LATEST MARKET CRISIS CASE Read More »

Tagged with: , , ,